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📈 TinyCTA

A Lightweight Python Package for Commodity Trading Advisor Strategies.

PyPI version MIT License Coverage Downloads CodeFactor OpenSSF Scorecard Rhiza


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📋 Overview

TinyCTA provides essential tools for quantitative finance and algorithmic trading, particularly for trend-following strategies. The package includes:

  • Polars-based signal processing: oscillators, moving-average crossovers, and volatility-adjusted returns
  • Robust volatility estimation via rolling median absolute deviation
  • Linear algebra utilities that handle matrices with missing values
  • Matrix shrinkage techniques commonly used in portfolio optimization

This package is designed to be the foundation for implementing CTA strategies in just a few lines of code, hence the name "TinyCTA".

📖 New here? Follow the end-to-end CTA tutorial to go from raw prices through signals and the Engine to cash positions.

🚀 Installation

Using pip

pip install tinycta

The core install keeps a minimal dependency footprint (numpy, polars, pydantic, cvx-linalg). The optional Optuna-based hyperparameter-optimisation layer (tinycta.hyper) is installed via the hyper extra:

pip install "tinycta[hyper]"

From source

Clone the repository and install using the provided Makefile:

git clone https://github.com/tschm/tinycta.git
cd tinycta
make install

This will install uv (a fast Python package installer) and create a virtual environment with all dependencies.

💻 Usage

Oscillator signal (Polars)

import polars as pl
from tinycta.osc import osc

prices = pl.DataFrame({"A": [1, 2, 3, 4, 5, 6, 7, 8, 9, 10]})
result = prices.with_columns(osc(pl.col("A"), fast=2, slow=6).alias("osc_A"))

Moving-average crossover (Polars)

import polars as pl
from tinycta.ewma import ma_cross

prices = pl.DataFrame({"A": [1, 2, 3, 4, 5, 6, 7, 8, 9, 10]})
result = prices.with_columns(
    ma_cross(pl.col("A"), fast=2, slow=6).alias("sig_A")
)

Volatility-adjusted returns (Polars)

import polars as pl
from tinycta.util import vol_adj, adj_log_prices

prices = pl.DataFrame({"A": [100, 101, 99, 102, 98, 103]})
result = prices.with_columns(
    vol_adj(pl.col("A"), vola=3, clip=4.2).alias("vol_adj_A"),
    adj_log_prices(pl.col("A"), vola=3, clip=4.2).alias("adj_log_A"),
)

Robust volatility and matrix shrinkage (tinycta.signal)

moving_absolute_deviation is an outlier-resistant rolling volatility estimate (a scaled rolling median absolute deviation of log returns), and shrink2id blends a square matrix towards the identity — a common regulariser for noisy covariance/correlation matrices.

import numpy as np
import polars as pl
from tinycta.signal import moving_absolute_deviation, shrink2id

prices = pl.DataFrame({"A": [100.0, 101.0, 99.0, 102.0, 98.0, 103.0, 97.0, 104.0]})
vol = prices.with_columns(
    moving_absolute_deviation(pl.col("A"), com=2).alias("vol_A")
)
print(sorted(vol.columns))
print(vol.shape)

cov = np.array([[4.0, 1.0], [1.0, 9.0]])
print(shrink2id(cov, lamb=0.5))  # blend halfway towards the identity
['A', 'vol_A']
(8, 2)
[[2.5 0.5]
 [0.5 5. ]]

Linear algebra operations

import numpy as np
from tinycta.linalg import solve

matrix = np.array([[1.0, 0.5], [0.5, 1.0]])
rhs = np.array([1.0, 2.0])
solution = solve(matrix, rhs)
print(np.round(solution, 10) + 0)
[0. 2.]

Position-sizing engine

The Engine turns aligned price and expected-return (mu) frames into correlation-shrinkage-optimized cash positions. It is configured by a validated Config.

import polars as pl
from tinycta.config import Config
from tinycta.engine import Engine

dates = list(range(1, 9))
prices = pl.DataFrame({"date": dates, "A": [100.0, 101.0, 102.0, 101.5, 103.0, 104.0, 103.5, 105.0]})
mu = pl.DataFrame({"date": dates, "A": [0.0, 0.1, 0.2, 0.1, 0.2, 0.3, 0.2, 0.3]})

cfg = Config(vola=3, corr=3, clip=4.2, shrink=0.5)
positions = Engine(prices=prices, mu=mu, cfg=cfg).cash_position

# .cash_position mirrors the input frame: one row per date, one column per asset.
print(sorted(positions.columns))
print(positions.shape)
['A', 'date']
(8, 2)

Config is a frozen Pydantic model: vola, corr (must be >= vola) and clip must be positive, and shrink must lie in [0, 1].

Hyperparameter optimization

tinycta.hyper.optimize runs an Optuna study over a function that builds a portfolio from a trial and scores it by Sharpe ratio, returning a frozen Study.

```python +RHIZA_SKIP from tinycta.hyper import optimize

def suggest_portfolio(trial): fast = trial.suggest_int("fast", 2, 20) slow = trial.suggest_int("slow", fast + 1, 100) # ... build and return a jquantstats Portfolio from the suggested params ... return build_portfolio(fast, slow)

study = optimize(suggest_portfolio, n_trials=100, seed=42) print(study.best_params, study.best_value)

### Experiment setup (`get_config`)

`tinycta.hyper.get_config` bundles the config sections and a configured logger for a notebook
experiment. It reads a shared `config.yml` and, for an experiment named `name`, an optional
experiment-specific `config/{name}.yml`; each `data` / `params` / `optuna` section is taken from
`config.yml` when present, otherwise from the sibling file. All three sections are optional.

```yaml
# config.yml — every section is optional
data:
  output_path: output   # output dir, relative to the notebooks directory (default: "output")
params:
  fast: 12              # arbitrary experiment parameters
optuna:
  n_trials: 100         # arbitrary Optuna settings

Paths resolve relative to the notebooks directory — the parent of config.yml, or its grandparent when config.yml lives inside a config/ subdirectory. Outputs are written to {notebooks}/{output_path}/{name}/, and a config-supplied output_path is confined to the notebooks directory (a traversing or absolute path raises ValueError). Set the NOTEBOOK_OUTPUT_FOLDER environment variable to override the output directory entirely — this explicit operator override is trusted and not confined.

```python +RHIZA_SKIP from tinycta.hyper import get_config

cfg = get_config("my_experiment") # reads ./config.yml (+ ./config/my_experiment.yml) cfg.logger.info("run starting") # loguru logger, also writing to output.log fast = cfg.params["fast"] # config sections as plain dicts

## 📚 API Reference

### Signal Processing (`tinycta.osc`, `tinycta.ewma`, `tinycta.util`)

- `osc(x, fast, slow, min_samples=1)` — analytically scaled EWMA-difference oscillator (Polars)
- `ma_cross(prices, fast, slow, min_samples=1)` — sign of fast-vs-slow EWM crossover: -1, 0, or +1 (Polars)
- `vol_adj(x, vola, clip, min_samples=1)` — clipped, volatility-adjusted log returns (Polars)
- `adj_log_prices(x, vola, clip, min_samples=1)` — cumulative sum of volatility-adjusted log returns (Polars)

### Signal Utilities (`tinycta.signal`)

- `moving_absolute_deviation(price, com=32)` — robust rolling volatility estimate via median absolute deviation (Polars)
- `shrink2id(matrix, lamb=1.0)` — shrink a matrix towards the identity matrix

### Linear Algebra (`tinycta.linalg`)

- `valid(matrix)` — extract the finite subset of a matrix by filtering NaN rows/columns
- `a_norm(vector, matrix=None)` — matrix-norm of a vector
- `inv_a_norm(vector, matrix=None)` — inverse matrix-norm of a vector
- `solve(matrix, rhs)` — solve a linear system, handling matrices with NaN values

### Position-Sizing Engine (`tinycta.engine`, `tinycta.config`)

- `Config(vola, corr, clip, shrink)` — frozen Pydantic config; `corr >= vola`, `vola`/`corr`/`clip > 0`, `shrink ∈ [0, 1]`
- `Engine(prices, mu, cfg)` — correlation-aware position optimizer; `.cash_position` returns per-asset cash positions
  - `.assets`, `.ret_adj`, `.vola`, `.cor` — intermediate per-asset/per-timestamp quantities

### Hyperparameter Optimization (`tinycta.hyper`)

- `optimize(suggest_portfolio_fn, n_trials=100, seed=42)` — run an Optuna study scored by Sharpe; returns a `Study`
- `Study` — frozen result wrapper exposing `best_params`, `best_value`, `n_completed`, `n_trials`, and `.plot(output_dir)`
- `get_config(name, config_path=None)` — load merged `data`/`params`/`optuna` sections and a configured logger; returns an `ExperimentConfig`
- `ExperimentConfig` — `NamedTuple` bundling `name`, `logger`, and the optional `params`, `optuna` and `data` sections

## 🛠️ Development

### Setting up the development environment

```bash
make install

Running tests

make test

Code formatting and linting

make fmt

Cleaning up

make clean

📄 License

TinyCTA is licensed under the MIT License. See the LICENSE file for details.

🤝 Contributing

Contributions are welcome! Please feel free to submit a Pull Request.